• Factum Valet Doctrine

    By N. Parameswaran Nair, Advocate, Ernakulam

    26/06/2018

    FACTUM VALET DOCTRINE

    (N. Parameswaran Nair, Advocate, Ernakulam)

     

    “Quod fieri non debet factum valet”-what ought not to have been done if done is valid -is obviously untrue if taken in a literal sense. Like most of the maxims it is true only under certain limitations and restrictions. It may be that an act done contrary to express direction or established practice of law will not be found to invalidate the subsequent proceedings. The maxim will be found to apply where a form has been omitted which ought to have been observed but of which the omission is ex post facto immaterial. R references may be made to matrimonial cases. Though a person whose consent is essential may take steps to prevent a marriage, yet, if the marriage has taken place the absence of consent does not invalidate it. Where parties have lived together as husband and wife, the courts are loth to cancel the marriage unless the law is directly and substantially infringed. It is an axiom of law that all things are presumed to have been rightly and properly done; so there is always a presumption of lawful marriage.

     

    There is a distinction between circumstances which are the essence of a thing required to be done by an Act of legislature and clauses merely directory. Often the omission to comply with the directory clauses is considered not serious enough to invalidate the primary Act itself. Though no rule can be laid down for determining whether particular provisions are to be considered as mere directions which may be disregarded or as imperative provisions whose disregard will be fatal to validity, still certain principles are usually indicated by authors which serve as a criteria for making the requisite distinction. Where the pre­scriptions of an act affect the performance of duty especially by a public officer such prescriptions may be directory. But where powers, rights or immunities are granted with a direction that certain regulations, formalities, or conditions shall be complied with it seems neither unjust nor inconvenient to exact a rigorous observance of them as essential to the acquisition of the right or authority conferred. Imperative and directive clauses really rest on the doctrine of factum valet.

    But enactments regulating procedure in Courts seem usually to be imperative and not merely directory. For instance where an appeal from a decision is provided with provisions requiring the fulfillment of certain conditions such as notice of appeal, transmitting documents, etc. a strict compliance would be imperative and non-compliance would be fatal to the appeal.

     

    It is said that this maxim of factum valet owes its origin to Roman Jurisprudence but it may be noted that this maxim is not peculiar to any one system of law but is based on general principles of Justice, equity and good conscience. This doctrine applies to acts in violation of prescribed texts referring to secondary matters whose violation is excused as a matter of Justice and convenience.

     

    The real basis of the factum-valet doctrine, the exact principle recognized in Hindu law (mimamsa rules) is what is known as “Yatha Sakthi Nyaya” “ÏÅÞÖµñß ÈcÞÏ”ie., the maxim of doing as far as possible. The religious acts enjoined by Sastras are divided into perpetual or compulsory (ie. mitya) and those prompted by desire (Kamya). First category comprises those which are compulsorily enjoined independent of any desire. Mityas (such as evening prayers, marriage and other Samskarams) can never be avoided by anyone. They are eternally enjoyed Compliance does not enhance the merit of the doer but non-compliance leads to spiritual evil. While on the other hand kamyas confer a privilege or power which one may not care for, but if Cared for there is no injustice in insisting on religious compliance. This distinction bears a close parallel to the distinction in modern law between cases where prescriptions affect the performance of duty and where they relate to a privilege or power. This concept in Hindu law may be translated as the maxim of substantial compliance. That is, non-essentials may be performed in mitya ceremonies as far as ability exists and may be omitted without detracting the validity of the principal act.

     

    Religious and moral obligation is not co-extensive with legal obligations. A person may sell away his properties to enrich an unworthy neighbour than to his own kith and kin and the neighbour may be selfish, treacherous and unworthy. Hindu sages have given precepts for guidance of life keeping in mind the distinction between law and society and status of person. That certain transactions are condemned in books like Smrithies does not necessarily prove it to be void; what kind of condemnation is meant by the precept whether it is a moral condemnation or a legal one. The doctrine of factum valet is applied in favour of validity of marriage which has been irregularly performed or performed in disregard of texts which are merely directory. In the case of adoption, three main matters constitute its elements apart from the form. The capacity to give, the capacity to take and the capacity to be the subject of adoption seem to be matters essential to the validity of the transaction. There are of cause questions of formalities, ceremonies and other points which amount to moral and religious suggestions. To such matters which do not affect the essence of adoption this doctrine of factum valet would undoubtedly apply. Understood in the light of the above observations the factum-valet doctrine has a definite unambiguous use in deciding questions of validity based on non compliance with certain rules and injunctions.

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  • Woman High Court Judge

    By KLT

    26/06/2018

    WOMAN HIGH COURT JUDGE

    “Judicial appointments to the Bench of the High Court or for the matter of that, to the Supreme Court provokes interest amongst lawyers. There is a tendency to probe into the character and integrity of the man, his past record , of service, reputation, and standing in the Bar. We have it from a learned wag that while two lawyers were on a mountaineering hiking, they discussed blizzards, avalanche, the qualities of those who try to climb the Himalayan peaks, & then rounded up their talks, at 14000 feet, by discussing the merits and demerits of the next appointment on the High Court Bench.

    The appointment of Sm. Anna Chandy as the India’s” first woman High Court Judge is certainly an event and breaks a tradition. Male species of human beings have so long ruled the world in different capacities. Women were not allowed, consciously or unconsciously, into those positions in which men desired 10 be supreme. The result of this supremacy of male species has been that the world is on the brink of a cataclysm. George Bernard Shaw was certainly conscious of it. He dedicated one of his most celebrated works not to any of his distinguished contemporary male friends, but to the Intelligent Woman with the hope that women may bring order in the midst of the chaos of the modern civilization.

    Women as lawyers have so long played an indifferent part. But Portia showed considerable legal acumen by saying that the Jew was, under the terms of agreement, entitled only to a pound of flesh but not to any drop of blood. In advancing that argument she was really arguing on the basis of the legal principle that charges must be construed, in all cases, very strictly. That principle still holds good and when lawyers enunciate that principle they are really arguing what Portia argued.

    In England we have no parallel of a woman being appointed a judge of the High Court. But there are instances in America of women being appointed members of tribunals. The following passage from Megarry (Miscellany-at-Law) would be read with interest: ‘‘The Governor appointed a Special Supreme Court consisting of three women, Mrs. Hortense Ward, Special Chief Justice and Miss Ruth Virginia Brazzil and Miss Hatty L. Henenberg, Special Associate Justices, to hear and determine the issues. There is no English parallel. There does indeed seem to have been one instance of woman sitting as a Commissioner ofassize in the reign of Henry VIII, Lady Anne Berkeley complainedto the King of a riotous company which had entered her park at Yate killing deer and firing hayricks. Despite of personal interest in the matter, the King is said to have issued a special Commission authorizing her and others to enquire into and determine the riots; and as one of the quorum, she opened the Commission, sat on the Bench, impaneled a jury, and heard the charge and on a verdict of guilty, pronounced sentence accordingly.” Such a procedure would be unheard of at the present times.

    We would have been happier if Sm. Anna Chandy has been directly recruited from the Bar, which is the testing ground of a lawyer’s diverse qualities.Sm Anna Chandy started her judicial career in 1937, when she was appointed a District Munsiff in the former Travancore State. She became a District Judge in 1948. Lawyers would be discussing as to how to address Sm Anna Chandy when she presides over the court. They are likely to follow the example of English County Courts, and address her as “Your Lordship.” We-wish Smt. Anna Chandy a distinguished judicial career.”      (From Calcutta Weekly Notes)

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  • Undue Influence

    By T.G. John, Advocate, Thrissur

    26/06/2018

    UNDUE INFLUENCE

    (T.G. John, Advocate, Trichur)

    One more rich man dies. A man who has worked hard all his life to amass a fortune leaves this life and goes to the place where fortunes are neither enjoyable nor useful, nor even remotely of importance. But to his heirs the money is extremely important and scarcely is the family home from the funeral before a row breaks out over who is going to get what. Scarcely a rich man can die without sparking of some kind of family argument. With money at stake, tempers rise, greed takes hold, differences of opinion widen into enmity, old family quarrels are raked up. When he was alive it was not lawful for anyone to interfere with the making of his will; but once he has passed from this contentious world, the disappointed survivors can charge into court and try to upset his plans and desires the covetousness and greed that despoils the memory of lifetime’s love turns bereavement into a bargain sale. The sweet affectionate kindred who had hung around his bedside assuring him of their love and respect, rush to court smearing his memory by trying to prove that when he made his last will he was an irresponsible, incestuous lunatic and was only ‘wax’ in the hands of the beneficiaries one more test suit to upset the will on the ground of ‘undue influence’. 

    It is interesting to note how this very ordinary word ‘influence’ achieves and accumulates overwhelming ramifications as it joins company with the word ‘undue’ and enters the parlor of the legal enclave Undue influence is a sort of coercion produced by importunity or by a silent resistless power which a strong will often exercises over the weak and infirm We have yet to hear a judicial pronouncement as to whether the ‘mousing’ of husbands by shrewish wives would ever come under this legal phenomenon. Once moused, the husband could only be under a perennial state of ‘undue influence’ and we with great respect call him in ordinary parlance ‘henpecked’-the shrew rising in status to that of a she-man. 

    Turning away from the lighter side of things and taking a cursory glance through the English authorities that have attempted to define the term ‘undue influence’, the first decision that crosses our path is Smith v. Kay That was a case of general control obtained by an older man over a younger one during his minority without any spiritual influence other fiduciary relation. Lord Kingsdown stated that’ ‘the principle applies to every case where influence is acquired and abused, where confidence is reposed and betrayed.” In Hugenuin v Beasely Sir Samuel Romilly held that the term applies to all the variety of relations in which dominion may be exercised by one person over another. Lord Lindley in Allcard v. Skinner states ‘The equitable doctrine of undue influence has grown out of and been developed by the necessity of grappling with insidious forms of spiritual tyranny and within finite varieties of fraud. As no court has attempted to “define fraud, so no court has attempted to define undue influence, which includes one of its many varieties.” The same authority has divided cases of undue influence into two groups ‘‘First, there are the cases in which there has been some unfair and improper conduct, some coercion from outside, some over-reaching, some form of cheating and generally though not always, some personal advantage obtained by a done placed in some close and confidential relation to the donor. The second group consists of cases in which the position of the donor to the done has been such that it has been the duty of the done to advise the donor or even manage the property for him. In this class of cases it has been considered necessary to show that the donor had independent advice and was removed from the influence of the done when the gift to him was made.” 

    The Indian Law is neatly elucidated in S.16 of the Indian Contract Act., The first paragraph of the Section lays down the principle in general terms; the second and third define the presumptions by which the court is enabled to apply the principles. The first paragraph gives the elements of undue influence; a dominant position and the use of it to obtain an unfair advantage. The second paragraph of the present section makes a division of the subject matter on a different principle, according to the origin of the relation of dependence, continuing or transitory, which makes undue influence possible. Such a relation may arise from a special authority or confidence committed to the donee, or from the feebleness of the mind or body of the donor. “Practically the most important thing to bear in mind is that persons in authority or holding confidential employments such as that of a spiritual, medical or legal adviser are called on to act with good faith and more than good faith in the matter of accepting any benefit (beyond ordinary professional remuneration for professional work done) from those who are under their authority or guidance.” 

     

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  • How to Address Judicial Officers

    By An old Stager

    26/06/2018

    How to Address Judicial Officers

    (By an old Stager)

    The forthright and stimulating article by Shri. N.K. Kuttiraman published in 1959 K.L.T. page 31 (Journal Section) interested me and induced me to present in brief another point of view so that it may also be taken into consideration before any decisive step is taken. I do not appear in a controversial spirit my purpose is only to express a view different from that advanced in the article.

    The writer of it wants to put an end to the prevailing system of addressing judicial officers when presiding in courts, by such honorific titles as “Your Lordship” and “Your Honour” and to substitute in their place such modes of address as “Mr. Judge” and “Mr. Munsiff”. If I understand him correctly, his grounds are two:-(l) That in a monarchy, a Judge is the representative of the sovereign and so shines with a reflected light. Adulatory kinds of address were there appropriate, but they should find no place in a democracy like ours. A judicial officer in a democracy is as good a man as and no more than, any other individuals. That being so, the application to them of elevated modes-of address is entirely out of place.

    I am unable to see how adjudging a democracy occupies a lower status than one under a monarchy If at all, a greater respect is due to a Judge in a democracy than to one under a monarchy The former kind of Judge is a more independent officer; besides, he is virtually the people’s own nominee, notwithstanding the prescribed procedure under which the selection is made. It is only when respect is induced by coercion, patent or latent, it becomes irksome and dishonorable; but when respect is voluntarily offered, to one of your own choice, selected under machinery framed by yourself, and then the element of indignity does not come in. By “honouring” a Judge, a member of the Bar, in such circumstances, only honours himself. Let the angle of vision, be shifted in the light of this, and then see what ensues. 

    Ground (2).

    The Constitution decrees and secures equality among the people. To day to “honour” a Judge derogates from this constitutional right of equality. The presiding Judge, the members of the bar, those who stand beside them or promenade the corridors of the court house, are all equal in the eye of the law. True, but there are obvious reasons why judicial officers when in court, should not be addressed in terms of ordinary familiarity. Majesty of the law and the dignity of its administrators ought to be maintained in the interests of the public. Judicial paraphernalia like royal or Presidential paraphernalia serves a useful purpose and are insisted on all along for psychological reasons. I need not harp on this point The recently submitted Report of the Law Commission, it will be noticed, deprecates in strong terms, conduct that would detract from the dignity and prestige of the judiciary and it will be an irony if the Bar which should serve as the feeder as well as the buttress of the Bench becomes the first to start the process of degradation. A time may come when these formalities can be dispensed with, but till then, they should be permitted to continue. Any unconsidered precipitate step will be fraught with serious consequences. Patience: Time will bring opportunely its own remedy in this ever changing world.

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  • Settlement by Oath

    By K.V. Kuriakose, Advocate, Ernakulam

    26/06/2018

    SETTLEMENT BY OATH

    (K.V. Kuriakose, B.A. M.L., Advocate, Ernakulam)

    Order XXIII Rule 3(A) of the Code of Civil Procedure as amended by the High Court of Travancore-Cochin provides for the settlement of a suit or any part thereof by what may be called an oath-agreement written and signed by the parties concerned and accepted by the Court. The agreement should set forth the terms of the oath and the place where it is to be taken. After the oath has been taken in the manner proposed, the court shall decide the case in terms of the agreement. After the agreement has been accepted by the court, it shall not be competent to any of the parties to withdraw there from without the leave of the Court. If any party withdraws or refuses to take the oath without lawful excuse, the court may decide the case against him or pass such other order as it deems proper. Order XXIII exclusively deals with withdrawal and adjustment of suits by parties and provides three modes of bringing litigation to an end. These are: (i) withdrawal of suit or abandonment of part of claim; (ii) compromise of suit; and (iii) settlement by oath. In all these, although the court is to be satisfied of the legality of the action of the parties and is conferred a discretion, the decision primarily rests with the parties concerned and the court’s discretion is necessarily limited in scope. The principle underlying the said provision is, indeed, a wholesome one, for, in civil disputes, subject to the court’s approval, the party or parties concerned should have the freedom to decide whether to prosecute, withdraw or abandon a suit or to compromise or otherwise settle it, notwithstanding the general rule that when the Court is ‘seized’ of a case it has jurisdiction to decide in the manner prescribed by law and that parties have no right to interfere with its authority to do so. Where the parties have come to a clear agreement composing their dispute the Court’s function assuredly is to give effect to it as far as possible.

    There are certain provisions in the Indian Oaths Act (X of 1873) which may appear to be in pari materia with those contained in Order XXIII Rule 3(A) referred to above and cause the impression of a legislative conflict or repugnancy However, a careful and comparative consideration of the relevant provisions in the Code and in the Act will show that this surface-view is incorrect. The material sections of the Oaths Act are the following:-

    Section 8: Power of Court to tender certain oaths:-If any party to, witness in, any judicial proceeding offers to give evidence on oath or solemn affirmation in any form common amongst, or held binding by, persons of “the race or persuasion to which he belongs, and not repugnant to justice or decency, and not purporting to affect and third person, the court may, if it thinks fit, notwithstanding anything herein before contained tender such oath or affirmation to him.

    Section .9: Court may ask party or witness whether he will make oath proposed by opposite party -If any party to any judicial proceeding offers to be bound by any such oath or solemn affirmation as is mentioned in Section 8, if such oath or affirmation is made by the other party to, or by any witness in such proceeding, the court may if it thinks fit ask such party or witness, or cause him to be asked whether or not he will make the oath or affirmation:En passant it may be mentioned that Order XXIII Rule 3(A) is in identical terms with Order XXIII R.1 of the Travancore and that of the Cochin Civil Procedure CodesProvided that no party or witness shall be compelled to attend personally in court solely for the purpose of answering such question.

    Section 10: Administration of oath if accepted-If such party or witness agrees to make such oath or affirmation, the court may proceed to administer it, or, if it is of such a nature that it may be more conveniently made out of court, the court may issue a commission to any person to administer it and authorize him to take the evidence of the person to be sworn or affirmed and return it to the court.

    Section 11- Evidence conclusive as against person offering to be bound. - The Evidence so given shall, as against the person who offered to be bound as afore-said, be conclusive proof of the matter stated.

    Section 12. Procedure in case of refusal to make oath. If the party or witness refuses to make the oath or solemn affirmation referred to in S.8, he shall not be compelled to make it, but the court shall record, as part of the proceedings, the nature of the oath or affirmation proposed, the facts that he was asked whether he would make it, and that he refused it, together with any reason which he may assign for his refusal”.

    As is plain from a reading of the sections, the Oaths Act does not provide, unlike Order XXIII Rule 3(A), for the conclusion of an oath-agreement as such between the parties to a suit. S.8 speaks only of a proposal before Court by one party or witness to give evidence on special oath as provided therein. If the proposal offer, or challenge, is accepted in Court by the opposite party and the latter agrees to be bound by such oath, then the court administers or causes to administer the special oath (Ss. 9 & 10) The Court may ad­minister the special oath even if the other party does not accept the challenge and refuses to be bound by the oath. In such a case what is required of the Court is only that it should put on record the conduct of the recusant party (S.12). Under S.11 the statements covered by the special oath taken by a party or witness are to be deemed, as against the party who agreed to be bound by such oath, conclusive evidence of the matters stated. Thus it is patent that the Indian Oaths Act provides only for the tendering of evidence by consent of parties and in a particular form, namely, by means of a special oath as laid down in S. 8, which, when tendered accordingly, will be taken as conclusive against the party consenting to be bound by the oath. The Act neither contemplates an oath agreement reached inter parties independently of the Court, nor provides for a settlement or adjustment of the suit predicated thereon, although in cases where the testimony covered by the special oath embraces all the issues raised in the suit, and the whole range of evidence required for its decision, the result might be a settlement of the suit itself. Where the evidence so tendered is mad equate for the disposal of the suit, further evidence is to be adduced and the Court is to proceed in the usual manner (See 22 Mad.234) Another important thing to be noted here is that there is nothing in the provisions of the Oaths Act which allows a party to retract once he has agreed to the administration of an oath under S. 8. Either he has to abide by the agreement or by resiling from it expose himself to the likelihood of an adverse presumption being drawn against him by the Court (See 29 All 49; 22 Bom. 281 Etc.)

     

    On the other hand, Order XXIII Rule 3 (A) provides for the direct settlement of suits by an oath-agreement written and signed by the parties and accepted by the Court. The quintessential condition or cause sine qua non of such an agreement is that, its object should be and it should provide for, settlement or adjustment of the suit wholly or in part. To a case of that nature the Indian Oaths Act has no application at all. The distinction, though subtle, is none the less perceptible. The Indian Oaths Act applies only where the parties to a suit seek to bring in evidence by mutual consent or agreement in the form envisaged by Section 8 of the Act, that is to say, by means of a special oath. The object there is the admission of evidence rendered conclusive by the special oath and not settlement of suit.

    Under Order XXIII Rule 3(A) a party to the oath-agreement may withdraw there from only with the leave of the Court and on ‘lawful excuse’. The discretion conferred on the Court here is no doubt to be exercised judicially and with due regard for the sanctity of contracts and the solemnity of oaths (See T.L.J. Vol.XI (1921) p 282; TL.J. Vol.XII P449; Select Decisions of Cochin, Vol. I p.113).

    It is also clear from the above discussion that there is no conflict or inconsistency between the provisions of the Indian Oaths Act and those contained in Order XXIII Rule 3(A) as the objects of and the procedure laid down in the two enactments are different and mutually exclusive.

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