Defence to Accused in Criminal Proceedings
By S. Sasthankutty Pillay, Advocate, Nagercoil
DEFENCE TO ACCUSED IN CRIMINAL PROCEEDINGS
(By S. Sasthankutty Pillay, B.A. B.L., Advocate, Nagercoil)
1. An accused in a criminal proceeding is always in a disadvantageous position and natural justice demands that hearing of his defence; he should have a trial by an impartial tribunal, uninfluenced by the executive. The very accusation against him is likely to create a prejudice against him and only a trained disinterested tribunal can ward off this prejudice. In these days of democratic government, there is the possibility of the party in power abusing the trust reposed in them by persecuting the antagonistic party with the aid of the executive by setting the criminal law in motion, and serious mis-carriage of justice will be occasioned if adequate safe-guards are not given for proper defence and legal assistance to accused. The accused should have full information of all the evidence oral and documentary that will be used against him; and he should have the technical advice and assistance in all stages of the proceedings from a lawyer in whom he has confidence; he should have the fair opportunity of placing the case in a manner favorable to him by a technically qualified person. If the accused is financially well off there is not much difficulty in securing legal services but in the case of indigent parties securing legal assistance is an impossibility. It is the duty of the State to safe-guard these rights. In many of the independent States there are provisions in the Constitution, statutes and roles safe-guarding these rights; in some States it is not complete and in some other States it is absent.
2. In India: Many of the rights of an accused in a criminal case are guaranteed. Article 14 of the Indian Constitution is as follows. “The State shall not deny to any person equality before the law or the equal protection of the law within the territory of India.” Article 22 (1) provides “No person who is arrested shall be detained in custody without being informed as soon as may be of the grounds for such arrest, nor shall be denied the right to consult and be defended by a legal practitioner of his own choice.” By force of these provisions the right to defence and to have legal assistance springs up the very moment proceedings are started against him and continues till the proceedings terminate. The legal practitioner who is to assist him must be of his choice, not one fixed upon him by any extraneous authority. It has to be said that these provisions in the Constitution have not conferred any new right upon the citizen; they have only declared existing rights. Section 340(1) of the Indian Criminal Procedure Code provides, that “Any person accused of an offence before a criminal court, or against whom proceedings are instituted under the Code in any such court may of right be defended by a pleader.” There are provisions for legal assistance to an accused, who is poor for his defence at State expense in serious cases. Though there is no statutory provision there were criminal circulars and rules. In the Travancore area, which is a portion of the present Kerala State, there was criminal circular No.2 of 1074 which enjoined the presiding judge to appoint a pleader at Government cost to defend accused in serious cases; the benefit was available to accused in appeals and referred trials in the High Court. In the Madras State, Rule 157 of the, Criminal Rules of Practice has made similar provision for the accused. But there is no provision in the Indian Constitution or in any statute or any rule conferring a right to poor Parties for legal assistance at State cost in all cases. None of the States in the Indian Union except Kerala State has hitherto seriously thought of it. The Kerala State has passed. The Kerala State Legal Aid Rules, providing for legal assistance in all classes of civil and criminal proceedings at State cost, in the ease of poor parties. The Madras Bar Federation has recently suggested the idea of the States adopting this scheme and it is hoped it will come into effect in all the States in the Indian Union in the near future. The amended code of criminal procedure insists on the supply of all relevant records and statements of witnesses to accuseds before the proceedings start & it is a beneficient right conferred on the accused. See Criminal Procedure Code, Sections 204, 1 to 6, when a complaint is filed; Section 207-A when preliminary enquiry is started and Section 251-A when proceedings in warrant cases are started. Section 352 Criminal Procedure Code provides that the court where proceedings are conducted shall be open to the public. Article 50 of the Constitution provides for separation of judiciary from the executive; an independent judiciary is provided.
3. In England: In addition to the rights conferred and enjoyed by accused in India, in England the right of an accused to have legal assistance in all cases is guaranteed by the Poor Prisoner’s Defence Act 1930. This legal assistance was extended to all poor parties both in civil and criminal proceedings by the Legal Aid and Advice Act of 1949.
4. In the United States of America: The following rights were given to the accused by the 6th amendment to the Constitution. “In all criminal prosecutions, the accused shall enjoy, the right; to a speedy and public trial and to be informed of the nature and cause of accusation, to be confronted with the witnesses against him, to have compulsory process for obtaining witnesses in his favour, and to have the assistance of counsel for his defence.” The above provision is complete and exhaustive of all the rights of the accused. Regarding legal assistance, in capital cases if the accused is poor, the State provides for legal assistance at State expense. In cases other than capital offences, if no counsel is employed, the conviction will be vitiated if there has been failure of justice or prejudice has been caused to the accused. In many localities an officer is appointed called the “Public Defender” with the necessary staffs and other equipments to defend indigent accused in criminal cases. In big cities there are legal aid Societies which record free legal aid to poor accused.
5.In the People’s Republic of China: Article 76 of the Constitution guarantees the right of the accused to have his defence and a public trial. Article 76 reads as follows: “Cases in the people’s courts are heard in public unless otherwise provided by law. The accused has the right to defence.” It is implied from the above article that the accused has the right to defence at every stage of the proceedings, not confined to any particular stage. When it is provided that the accused has the right of defence, it is implied that he has the right of legal assistance at all stages. It is imperative that the proceedings are conducted in public. Further safe-guards are provided by Articles 77 and 78. Article 77 provides that the citizens of all nationalities have the right to use their own spoken and written languages in court proceedings and if the accused is unacquainted with the spoken or written language commonly used in the locality, the court is to provide interpreters for the benefit of the accused. Article 78 provides that the people’s courts are independent subject only to the law.
6. In the Federal Republic of Germany: Article 103(1) of the Constitution provides “Every individual has a right to a fair hearing before a court”. Code of Criminal Procedure Para 137 provides that in criminal proceedings the accused has the right to be represented by a lawyer of his own choice. Code of Criminal Procedure paras 140, 141, 145 provide that in important cases, the services of a lawyer is imperative and if none is chosen, the President of the court appoints one. Para 149 provides that the close relatives such as the wife or husband or other relatives should be admitted during the proceedings. Para.338(5) provides that non-appearance of a defence counsel is a good ground for setting aside the conviction. If there was no fair hearing, the conviction will be set aside by the Federal constitutional court on that ground alone, apart from the merits of the case.
7. in Italy: Art. 24 of the Constitution guarantees the right of defence and freedom of appeal to higher tribunals by a lawyer and in serious cases if the accused does not engage a lawyer, the court will engage one and lawyers accept the engagement and conduct of the proceedings free of remuneration as part of their duty to that court. Non-appearance of a lawyer for the accused in such cases makes the proceedings void. Article 24(3) provides that “Indigent persons are assured through suitable institutions the means of conducting proceedings and defending themselves in any jurisdiction”. There are institutions regulated by the State which offer legal assistance to poor accused. In large cities there are associations of lawyers for free legal assistance to the poor parties, senior lawyers undertaking the work with the instinct of helping the poor and juniors undertaking the work with the idea of gaining experience in practice of law.
8. In the U.S.S.R. these rights do not appear to have been recognized. The subordinate criminal judiciary do not seem to be an independent judiciary; the appointments are made by the procurator. Article 50 of the Indian Constitution provides for the separation of the judiciary from the executive, so that the judiciary should be uninfluenced by the executive in any manner. It is difficult to understand how an accused can have a fair trial from a magistrate who owns his position to a procurator. A lawyer has no place in the pre-trisil proceedings; accused is left to himself in the early stages of the proceedings. A lawyer can appear only during trial and that at the hearing stage when the court has already come to a decision about the matter pending. Even during trial, lawyer can appear only if the prosecutor appears; courts can conduct preceedings in the absence of both parties. According to the Indian Law, the evidence can be taken only in the presence of the accused, otherwise the evidence is inadmissible. Even during trial, proceedings in court can be conducted secretly. Under Section 352 of the Indian Criminal Procedure Code, trials had to be conducted in public. Article 76 of the Republic of China makes it imperative that proceedings shall be in public. The presiding judge can refuse to allow a particular counsel from appearing for an accused, so that the right of the accused to have a lawyer of his own choice is denied. Sentence by order i. e. the party secretary instructing the judges as to the judgment to be pronounced, the extent of punishment to be awarded and the judge acting up to that direction appears to be a normal feature. “Sentence ex post facto” i.e. the sentenceand execution of the sentence preceding the trial and conviction is followed in some cases.
9. It is hoped that those States in which there are no adequate provisions for safe-guarding a fair trial of accused in criminal proceedings, adequate provisions will be made and those States in which there are provisions which curtail the rights of accused, will repeal those provisions.
Access And Benefit Sharing: A Welfare Measure Lacking Implementation
By Ebee Antony (4th Year, B.A.LL.B (Honours), School of Law, Christ
ACCESS AND BENEFIT SHARING: A WELFARE MEASURE LACKING IMPLEMENTATION
Ebee Antony (4th Year, B.A.LL.B (Honours), School of Law, Christ (Deemed to be University)
ABSTRACT
Access and Benefit Sharing is a scheme that came into picture with full thrust act the Convention of Biological Diversity, the purpose of such a measure was to compensate the traditional knowledge holders of the loss that they would face, as a result of scientific and technological advancement. Science and Technology has created an atmosphere which is not conducive for the life of the persons who lag behind or those who prefer to stay without indulging into it. The ABS scheme was given further shape through the Nagoya Protocol, which mandated that every party to the convention should formulate domestic legislations to effectuate the ends of the protocol. A pertinent issue facing all the authorities under the act is the determination of the value of the biological resource. Right now there is a confusion regarding whether local industries should pay the ABS fees as the wording of the legislation are ambiguous about this. The difference between the marginal benefit of the user and the marginal benefit of the stakeholders should be decreased to attain the actual purpose of the scheme. The establishment of several administrative authorities under the act which are empowered to impose fines for the purpose of enforcing the provisions of the act, the need for the involvement of various stakeholders and empowering the Biodiversity Management Committee is also necessary as it is the institution that has first-hand knowledge about the realities of the locality.
I. Introduction
Of the Convention of Biological Diversity and the Nagoya Protocol on Access to Genetic Resources and In pursuance Equitable Sharing of Benefits Arising from their Utilization, the signatories to it have drafted and passed local legislations and other administrative policies for the purpose. India became a signatory to this convention on the 19th May 1994.
Mostly resource rich countries are developing and poor when it comes to the technical know-how required to tap into these resources. As a result the developed countries tend to barge into the biological resources of the developing countries and illegal means extract these resources and claim a patent protection over them. Instead of a plant patent they go for a utility patent which covers the entire niche of the DNA and other genetic material, thus depriving the local community of their right to access the livelihood security systems. It is the fear of this IP ambush that has triggered the International Community to present such a convention and other protocols under it.[1]
The IPR system provides uninterrupted rights over the commodity on which such rights prevail, this will give the holder the incentive to commercially exploit the same. The holder will not consider keeping enough for the indigenous/local community for sustainable growth. Our present understanding of the genetic knowledge owes a good deal towards the traditional knowledge of indigenous communities, hence it is our duty to consider their rights as well.
The ABS regime comes into picture at this juncture, it brings in the idea of sharing out of the benefits accrued from the utilization of resources. This is done through a contract which involves the Mutually Agreed Terms (MAT) which highlights the commitments from the side of the biological resource supplier (State) and the user (Individuals/Corporations). The goal of ABS is to make an environment suitable for sustainable development. ABS is also helpful in the achievement of two Sustainable Development Goals (SDGs):
SDG 2: Zero Hunger.
SDG 15: Protect, restore and promote sustainable use of terrestrial resources. [2]
According to the Bonn Guidelines on Access and Benefit Sharing, ABS can be carried out either in monetary as well as in non-monetary terms. The examples of these are provided in Appendix II to the Bonn Guidelines, some of which will be discussed here for the benefit of the reader:
Monetary forms of ABS: [3]
• Access Fee.
• Fee for the collection of samples.
• Joint ownership of IPRs
Non-Monetary forms of ABS: [4]
• Sharing R&D results with the state.
• Locating production and R&D facility in the region for the purpose of improving the living standard.
• Research directed to the priority needs of the supplier state.
II. Convention on Biological Diversity, 1992
The convention took shape as one which was for the purpose of protecting the biological resources of the planet, but it has got relevance to the topic of this paper as one of the three objectives of the act is, “…ensuring fair and equitable sharing of benefits arising out of utilization of genetic resources.” States have been roped in to play a major role in drafting domestic legislations in pursuance of Article 15(7) of the Convention which states that it is mandatory for every contracting to state to frame domestic laws and rules for attaining the objectives of the convention. There has been a departure from the earlier belief that biological resources are part of the common heritage of mankind, the convention through Article 3 has reaffirmed the position of the state as the custodian of the natural resources found within its territory. [5]
India had ratified this convention on 19th May 1994 and hence have the liability to carry out the obligations laid down under the Act. The deadline for the countries that have ratified this convention to effectuate the aspirations of the convention is mentioned in the Aichi Biodiversity Targets, Target 16 states that the Nagoya Protocol should be inforce and operational by the year 2010.
III. Nagoya Protocol
It is an additional agreement to the Convention on Biological Diversity, 1992. The purpose of this Protocol is to convey to the signatories their obligations under the third objective of the CBD. Article 5 of the Nagoya Protocol mandates the sharing of the benefits accrued out of the utilization of genetic resources, it further goes on to state that this sharing should be based on a formal agreement which will be known as the Mutually Agreed Terms (MAT).[6] The Nagoya protocol has a wide scope as compared to the earlier ABS regime under the International Treaty on Plant Genetic Resources for Food and Agriculture (IT PGRFA) which covered only seeds. The Nagoya Protocol on the other hand covers in its ambit all kinds of genetic material and the benefit arising out of its utilisation, also it covers under it wide net the Traditional Knowledge of the indigenous communities.
Mutually Agreed Terms
The two parties (State-Individual) will come into a contract on how to carry out the terms of the ABS. It is a bilateral agreement, to provide access to genetic resources by the supplier state and on the part of the user to reciprocate by granting both monetary and non-monetary benefits. Negotiating the MAT is the most crucial part in arriving at a equitable contract as provided under the Convention. As the state is the sovereign it has to exercise his power to restrict the way in which collection is done, all natural resources of a country are within the sovereign powers of the state and it is their duty to protect it. The state can prescribe regulations, the only qualification being that it should not be restrictive in nature. [7]
IV. Bonn Guidelines on Access and Benefit Sharing
The main purpose of these guidelines is to serve as a pole star for different states to help them in drafting local legislations, rules, regulations and policies.
It also tries to enhance the compliance with the Mutually Agreed Terms (MATs) by including in it the names of the indigenous tribe as well as the user of the resource. Further in the absence of MAT, i.e., when they are under negotiation other IP clauses have to be developed to fix the vacuum. They have also mandated the setting up of a Competent National Authority which look into the matters relating to Biodiversity conservation and protection of the indigenous and tribal community. The have been given the authority to decide on whether to admit a certain user and to decide on the quantum of compensation to be paid to the local community via the fund created by it. [8]
In India the Competent National Authority is the National Biodiversity Board, established under the provisions of the National Biodiversity Act, 2002.
V. National Biological Diversity Act, 2002
The objective of the Act as provided in the objects and reasons,’…fair and equitable sharing of benefits arising out of the utilization of biological resources, knowledge and of matters connected with or incidental thereto.” Section 2(g) defines Fair and Equitable benefit sharing as those acts of ABS as provided under Section 21(2) which is nothing more than the non-exhaustive list of monetary and non-monetary modes of benefit sharing. The Act goes onto to mention that the NBA is duty bound to ensure the existence of a contract for benefit sharing before grant of access and at the same time should ensure that there was prior informed consent.
The money deposited with the National Biodiversity Fund should be utilized only for those purposes purpose as specified by the Act under Section 27(2):
• For the benefits of the stakeholder.
• Development of the areas from where the biological resources have been sourced.
• Socio-Economic development of the community.
VI. Biodiversity Rules, 2004
These rules prescribe the duty of the Biodiversity Authority and the State Biodiversity Board, both these bodies in consultation with the Biological Management Committee and the local community will have to negotiate with the user about the terms of the Mutually Agreed Terms, the clauses should guarantee that there will exist equal bargaining power. Neither access nor the benefit should be disproportionate. Rule 14(6) lists the information that should be included in the application for the receipt of the informed consent. Rule 14(10) is a hallmark rule which should be implemented with and carried out can reduce the asymmetry between access to the genetic resource and the benefit that has to be paid to the local community on each level of commercialization of the bio resource. A look at Rule 20 of the Rules says that there is no blanket formula for determining the value of the benefit sharing and this should be done in a case to case basis. In most cases this valuation is below the actual value this can be countered by the introduction of an ABS Cess/ABS Tax, which is a percentage calculated upon the difference of the ex-factory cost of the commodity and the taxes.
VII. ABS Guidelines, 2014
The guidelines have been issued by the Ministry of Environment, Forest and Climate Change after the action taken by the Madhya Pradesh and Maharashtra State Biodiversity Board’s action against the domestic users of biological resources.
The guidelines include within it the matters that need to be taken into consideration before evaluation the monetary consideration. They also present ration in which the National Biodiversity Authority and the State Biodiversity Board should devolve the money to the locals, which is to be done through the Biological Management Committee (BMC) which is the grass root level institution to secure the rights of the inhabitants. The money to be paid to the authority is 1%-3% or 3%-5% as the case maybe, which is worked on the net of the ex-factory price and the applicable government taxes. [9]
VIII. Benefit sharing under Protection of Plant Varieties & Farmer’s Rights Act, 2001
The Act has nuances of benefit sharing but the scope of the Act is limited to plant varieties and not as wide as the Biodiversity Act, 2002. Special reference should be laid on Section 26 of the Act which provides for determination of the worth of benefit that has to be transferred to the indigenous community. The authority under the Act is empowered for the purpose which listens the matter from the side of the user and the claimants of the benefit, it has to dispose the matter in an expedient manner and this order shall also contain the value of the monetary benefit that has to be paid if any, this has to be accompanied by reasons for the same. Some grounds on which the amount has to be determined: [10]
• Commercial utility and demand in the market of the variety relating to which the benefit sharing is claimed.
• The extent and the nature of the use of genetic material of the claimant in the development of the variety relating to which the benefit sharing has been claimed.
IX. Conclusion- Keeping pace with the changing landscape for the effective implementation of ABS regime
Valuation of the potential of the Biotechnology resource is a tricky business, no one is able to readily tell the monetary value of the resource that is being extracted from a particular area. There have been certain suggestions regarding what elements should be taken into consideration while making this decision, these can the found in the Nagoya Protocol itself and in the Indian domestic framework, in the ABS Guidelines, 2014 published by the Ministry of Environment, Forest & Climate Change along with the National Biodiversity Authority which is the competent authority in India to determine whether the access should be granted. These are the matters to be considered while determining the value of the compensation that is to be made to the National Biodiversity Fund for distribution among the benefit claimers:
• Market Potential.
• Investment in Research and Development.
• Likelihood of commercial success of research or product.
• Intention to secure IPR on the outcome.
• Annual Turnover of the applicant from the previous years. [11]
These will be considered only as a guiding light, the competent national authority has to construe other factors for determination with the help of an expert research group. Drawing inspiration from the Brazilian ABS framework, they have a concept of Ad hoc compensation to be paid to the Biodiversity Fund, which is in line with the environmental law concept of ‘Polluter Pays’ [13], i.e., a percentage as set by the authority calculated on the amount of genetic resource taken. The authorities in that country have realized that collection of a sum at different stages of commercialization will increase the cost of monitoring and actually eat up the finances which have to be made available to the domestic community.
Another suggestion is to widen the powers and the function of the Biological Management Committee, to increased participation of the affected stakeholders for better understanding of the situation, it should be invested with greater powers of advising the National Biodiversity Authority on which areas should be allowing to be subject to bio surveying/bioprospecting and which areas should be left out so as to maintain sustainability in the area. Furthermore, the Intellectual Property Office of the country should be allowed to participate in the decision making process to advice the Authority in framing the MAT.
The convention while mandating that access should be granted in all cases, upholds the spirit of sovereignty over the natural resources under its territorial jurisdiction, this gives unfettered rights to the state to put in place restrictions of its choice which it finds appropriate in consultation with the local community. The only requirement for the parties to the convention is that they should lift the blanket ban on access to technology. Moreover, the convention does not provide for a definition to the term ‘Prior Informed Consent’, this leaves space for the individual nation to frame case to case PIC requirement. The PIC may specify the territorial limit of bioprospecting. [13]
The local legislation should also be made applicable to domestic land grabbers and other individuals who make use of the biological resources, this is because if they are left unattended by any law, they will become brazen. If order to tackle this a very novel method is to conduct frequent and timely audit of the user of the genetic resources, this can be done without hassles by the inclusion of a ‘licensor audit’ clause in the Mutual Agreed Terms.
The aspirations of ABS cannot be achieved all of a sudden, this can be done only through constant research and analysis of the results of such research findings needs to be incorporated, the Authority in every country ought to work without vested interest and work towards attaining the best interest of its people especially the persons living in the geographical area being subject to bioprospecting activity. In situations where the access is truly for academic or research purpose the authority should place an obligation to the researcher to publish the work and conduct workshops for the local community to understand the results of the work, this should be done in non-technical language to facilitate better understanding of and to make useful application of the research finding. The competent authority can direct the user to make their research and development directed to certain particular end that might be useful for the country of origin to tackle some of their domestic problems. [14]
The National Green Tribunal (Central Zone) has made certain observation regarding the tardy implementation of the Biodiversity Act and the Rules under it that the State Biodiversity Boards in many of the Indian states have not yet been given guidelines pertaining to the demarcation of certain geographical locations as Biological Heritage Zones. The following was noted by the National Biodiversity Authority and the guidelines for the demarcation of Biological Heritage Zones were issued by the Authority in its 19th meeting and now it is open to the state governments to notify the rules for enforcing the guidelines.[15] The National Biodiversity Authority has in its 19th meeting passed guidelines regarding designation of ecologically fragile zones and those with other peculiar characteristic as Biological Heritage Zones, this is a step towards sustainable growth and protection from commercial exploitation.
I am of the personal opinion that the provision of the national legislation in India is not far behind the international standards, in fact the Biodiversity Act, 2002 from it conception had all the provisions other nations like Brazil, Costa Rica & Brazil are coming up with, the issue here lies with the implementation of the provisions. The illiteracy that prevails with regard to the provisions of the Act and the lack of awareness of such mechanisms in the part of the local community who are finally the victims of exploitation as they are deprived of human food, livelihood security systems and human health in the name of technological development. The government and the people of the region should realize that sustained use of biological resources is important for growth and development, economic growth without development in other sectors will result in nothing less than perpetual poverty and over dependence on external sources for basic needs. In order to satisfy the concern of the holder of the patent holder that disclosure in the PIC be prejudicial to their interest, such a disclosure maybe made in a separate form with a confidentiality clause attached to it, which will enable the applicant to hold the Competent National Authority liable for any breach in a court with relevant jurisdiction. And another key suggestion would be the introduction a digital library in line with the Traditional Knowledge Digital Library so that the search cost of the potential users can the reduced to a minimal and the job of maintaining of the PBR can be stopped, hence providing a single point of contact to derive all the necessary information.
That perfect balance between access and equitable benefit sharing is a farfetched goal, this can be arrived at only by constant research in this regard, development of various parameters for the calculation has to be seen, till then the local communities will have to settle with the valuation that prevails, the technology transfers and the capacity building initiatives.[16] Access and Benefit sharing is a novel idea that has blossomed in the hindsight of the international community which has duly found that the IPR system is acting in a manner which is inconsistent to the interest of the local communities and those who depend on it for their livelihood. The objective of implementing newer mechanisms to make sharing efficient is pertinent as now the ABS system is only in its nascent stage and even though in theory they have to balance economic growth and welfare, the reality is antithetical to that objective. New valuation mechanisms, distribution mechanisms and check point systems which ensure that prompt implementation of the scheme should be in place. The gulf between the marginal benefit of the user and the marginal benefit of the stakeholders are widening, the ABS system should attempt to bring this closer and finally achieve a level playing field, where no one gets an upper hand.
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Foot Note:
1Neeti Wilson, Guidelines for Access and Benefit Sharing for Utilization of Biological Resources based on the Nagoya Protocol, 20 J Intellec Prop Rights, pp. 67-70.
2http://www.fao.org/sustainable-development-goals/news/detail-news/en/c/1045012/.
3ABS Guidelines, 2014.
4Ibid.
5171st Law Commission Report on Biodiversity Bill, 2000.
6BavikatteKabir, Robinson, Daniel.F, Towards a people history of the law: BiocultureJuisprudence& the Nagoya protocol on Access and Benefit Sharing, pp.37-49.
7Ibid.
8Supra, n.3.
9Supra, n.1.
10Section 26, The Protection of Plant Varieties and Farmer’s Rights Act, 2001.
11Biodiversity Rules, 2004.
12Juliana Santilli, Genetic Resources common pools in Brazil, Common Pools and Genetic Resources: Equity and Innovation in International Biodiversity law (EvansonChegeKamau&Gerd Winter).
13Ibid.
14SrividhyaRaghavan, India’s attempt to reconcile diversity, Indian Journal for Intellectual Property, NALSAR.
The Voice of the People is the Voice of God
By M.S. Kurian, Advocate, Ernakulam
The Voice of the People is the Voice of God
Vox populi est vox Dei
M.S. Kurien, B.A., B.L., Advocate, Ernakulam
Kerala is focusing world attention today. And Judases have not been wanting even in the mass struggle for deliverance & liberation that is now going on against the Communist regime in Kerala. Even as the Iscoarriat, Pandits there are who ask: what is the meaning of this waste of energy? Like those who lamented and deplored the precious ointment is poured on the head of Christ, these few people tell us that all agitations against a lawfully elected ministry are mere creations of unhealthy conventions and undemocratic traditions. The people after the general election have become fundus officio, they seem to think. They are blissfully ignorant of the Tibetan tragedies. That the people . at last get a right to rebel and revolt, they ignore. How was the Magna Carta obtained? What was the history of Charles land James II? Are we not happy over the results of those agitations?
Every problem has a solution. The mere fact that a ministry has come into power democratically legally or constitutionally does not mean that it can run amok and continue autocratically and despotically murdering and butchering, shooting and firing. If the salt loses its taste, what is there left to give taste to it? There is no more to be done with it, hut throw it out of doors for men to tread it under foot.
Sovereignty always resides in the people, the people politically organized. The people of Kerala are now so organized in determinate form for the exercise of that sovereignty. All non-communist parties and an overwhelming majority of the people of Kerala have in clear terms declared from the housetops that they will no more put up with a Communist Government. The innocent blood of the victims of the Communist carnage in Ankamally, Pullu Vila, Vettu Kadu and Cheria Thurai is crying to heaven for vengeance. And so when the Totalitarian and their hirelings lisp and whisper about democracy and the constitution, everybody knows that it is a case of the Satan anathematizing sin, quoting the Gospel.
The ministry and the legislature, whether good, bad or indifferent, timid or bold, tragic or comic are only the servants and agents of the people. They, and not the ministers and legislators, are the masters and principals, “Believe me, no slave can be greater than his own master, no apostle greater than he by whom he was sent”. The people are always and everywhere primary and prior. A legislature is only secondary and incidental.
In addition to all these general principles universally applicable, ours is a centripetal Constitution, elastic and strong at the center, where a rotten limb has to be cut off and cast away at once. Under Articles 164 and 174, when the non-communist parties joined together in view of the common danger, the State Governor himself ought to have dismissed and dissolved the Communist ministry. It is a Government of the party by the party for the party that is in vogue to-day in Kerala. It is nothing but a Rule of the Rifle. All lovers of civil liberties and all who want to avoid concentration camps and liquidation, all that befell Hungary and Tibet, now appeal to the President of India to declare an emergency and assume to himself all powers conferred under Article 356 of the Constitution.
Legal Comment on 1980 KLT 283
(Published in 1980 KLT)
By By Amicus
Legal Comment on 1980 KLT 283
(By Amicus)
The rulings given by Mr. Justice Khalid in the case of Manuel v. Thomas reported in 1980 KLT. 283 (also in some other journals) appear to be of considerable general importance that they deserve more than passing notice. The decision involves rulings on three important questions:
(1) The meaning and scope of the expression "any matter of an interlocutory character" occurring in clause (5) of S. 3 of the Kerala High Court Act, 1958;
(2) The scope of the jurisdiction and powers of a single Judge to determine the correctness of the valuation of and court Fee to be paid on a Memorandum of appeal already admitted and registered on the file of the High Court; and
(3) The meaning and scope of the provisions of S. 52 of the Kerala Court Fees and Suits Valuation Act, 1959, with particular reference to the facts of the case.
2. In regard to the 1st question the learned Judge holds (with respect, rightly) that the word "interlocutory" means (quoting New Webster's Dictionery) 'spoken intermediately", "pronounced during the course of an action", "pertaining to a provisional decision", (emphasis added). Halsbury is also quoted to the same effect. Now the question is: Is the determination of the right valuation and court fee in respect of an appeal Memorandum a matter arising 'during the course' of an appeal? Obviously 'during the course' implies the existence or pendency of a validily filed appeal (whatever its merits be) awaiting its final disposal in due course; and 'interlocutory' proceedings are proceedings taken in between the two ends, the start and the finish. Indeed, the learned Judge himself says that "Payment of the requisite court fee is a Sine qua non for giving life and existence for an appeal on the file of the court; and that is what is to be done at the threshold". Obviously then, unless and until the court fee question is duly decided and complied with, there cannot be in law an appeal in 'existence', ie., it has not started on its 'course', not yet crossed the threshold, to enable anything being done during' its course, or intermediately'. Indeed, the prefix 'inter' which means 'between' (like inter-national, inter-space etc) postulates the existence of at least two things, stages or points and what is done in between them could alone be 'intermediate' or 'interlocutory'. Where therefore there has been no valid start or beginning yet there cannot possibly be a finish either, or 'final decision' in order to say, as the learned Judge does, that "it is enough to understand that 'interlocutory' means at a stage before final decision". You cannot possibly have a final decision in a case which had not started existence yet, and conceive of an inter-stage 'between' two nothings Thus, it must be obvious that, as according to the learned Judge himself, unless and until the court-fee question was determined and duly complied with there cannot be an appeal in existence under law and therefore such predetermination of the court fee question cannot attract the appellation of 'interlocutory' and authorise a 'single Judge' to invoke the sanction of S. 3(5) of the Kerala High Court Act for assuming jurisdiction to deal with it where the appeal is a Division Bench case. On the other hand, the question is obviously basic to the appeal, going to its very root, for giving "it life and maintainability, so that it can be dealt with only by that court which alone has "the jurisdiction or authority to say whether it shall have life or not, and to dispose of it, namely, here, a Division Bench. The view, there for, that the determination of a disputed court-fee question is an 'interlocutory' matter must appear to be, with due respect, clearly incorrect.
The view is further opposed to the other necessary attribute also stated by Webster and Halsbury and accepted by the learned Judge as "succinctly projects the meaning of the 'interlocutory': namely, pertaining to a provisional decision” '' (Webster), and "gives no final decision on the matters in dispute." (Halsbury); (stress added). Now, is the determination of the question of the valuation and court fee by the learned Judge only 'provisional' and not final? If it is not final, then by whom and when and how can it be revised, altered or finalised? Does any provision of law prescribe it ? The next question dealing with the scope of the jurisdiction covers this aspect also.
3. As already noticed the question of valuation and court fee has to be determined before the appeal memorandum is admitted, registered and numbered on the file of the court, in other words, 'at the threshould' as indeed is the practice too, in our High Court. Does the statute make any specific provisions laying down the persons and the manner for determining this matter? Yes, S.11 of the Kerala Court Fees Act does this. But this vital provision, regrettably the learned Judge has overlooked S.11 provides that in the first instance the officer entrusted with the duty of admitting and filing the Memorandum of Appeal will scrutinise it for any defect including of course the correctness of the valuation and court fee and if satisfied admits it on the register with a number assigned to it If on the other hand the correctness of valuation and court fee (other defects if any apart) is not accepted by the officer and the party (appellant) disputes the officer's opinion:
"The question shall be referred to the Taxing Officer who shall decide the same:"
"Provided that if in the opinion of the Taxing Officer the question is one of general importance he may refer it to the Chief Justice...or such Judge or Judges of the High Court as the Chief Justice shall appoint" and
"Provided further that, when the case comes up for disposal before the court, the decision of the Taxing Officer may be reviewed by the Court".
Thus if a dispute as to the correct court fee arises (and this can arise only before the Memorandum of Appeal is admitted and registered) the decision has to be made only by the Taxing Officer presumably after hearing the party, and it can go to a Judge or Judges for decision only through the Chief Justice, and only if the Taxing Officer is of opinion that the question is one of general importance and accordingly refers it to the Chief Justice or the Judge or Judges he shall have appointed in this behalf. In no other way can it be taken up or decided by a Judge or Judges And under the second proviso, even at the final hearing the court which hears the appeal (in this case a Division Bench) can review only a decision of the Taxing Officer, not of a Judge or Judges appointed by the Chief Justice in this behalf So where a Judge or Judges had to make the decision in the manner prescribed, it would obviously be 'final' and not 'provisional' as it would be if it were only 'interlocutory'. And it is a well established rule adopted by Jessal M. R. a century ago in Taylor v. Taylor and has stood the test of time and been applied by the Privy Council and our Supreme Court in several cases,
"That where a power is given to do a certain thing in a certain way, the thing must be done in that way or not at all, and that other methods of performance are necessarily forbidden. The principle behind the rule is that if this were not so, the statutory provision might as well not have been enacted".
It is also an equally well established rule that
"When a statute confers a power on certain judicial officers, that power can obviously be exercised only by those officers. No other officer can exercise that power, for it has not been given to him"—
See State of Uttar Pradesh v. Singhara Singh, AIR. 1964 S.C. 358 (paras& 15); Ramachandra v. Govind, 1975 SC 915 (Para 25) etc Thus S. 11 has laid down the whole scope of the enquiry into and determination of the question of C. F. and no Judge has jurisdiction to take it up and determine it outside of S. 11 of the C. F. Act, in the High Court.
It is apparent that in the instant case valuation and court fee payment were accepted as correct by the concerned 1st Officer himself without demur, and the Memorandum was duly admitted, registered and numbered as A.S. 284 of 1979. (This vital fact also appears to have been overlooked by the learned Judge). Thus, no dispute having had arisen no reference to and decision by the Taxing Officer, and his referring any dispute to the Chief Justice and through him to any Judge, ever arose in this case. It had validly and effectively crossed the threshold and fallen into the seisin and exclusive jurisdiction of the Division Bench which alone was thereafter competent to deal with it in any manner allowed by law, and no single Judge could trench upon its jurisdiction or prejudice the final hearing and disposal of the appeal on its merits by the Division Bench. How then did the learned Single Judge get any jurisdiction to entertain and decide the question of the valuation and court fee payment in the instant case? Quite obviously then the assumption of jurisdiction and making the decision in the court fee matter by the learned Judge were not authorised by law, and hence a patent nullity, having no legal existence or binding force.
4. Next, as to the scope of S. 52 of the Kerala Court Fees Act, and the merits of the view on the actual valuation and C. F. payable, in the case. (I) When the learned Judge says that "under S. 52 of the C. F. Act, valuation of the cause of action of the suit has to be the same as the valuation in the court below", he falls into a patent error and confusion of ideas. What the Section says is:
"52—Appeals. The fee payable in an appeal shall be the same as the fee that would be payable in the Court of first instance on the subject matter of the appeal";
and a proviso and four 'Explanations' follow qualifying the above 'general statement'(stress added). The "fee payable in an appeal” is obviously not on the value of the "cause of action of the suit, "as the learned Judge says. Nor is cause of action of a suit what is valued; what is valued is the 'claim of relief, depending on the 'subject matter' of the action. While cause of action means every fact, which, if traversed it would be necessary for the plaintiff to prove in order to support his right to the judgement of the Court", the "subject matter" refers to "the right which the plaintiff, (here the appellant) seeks to enforce". In an appeal it is the subject matter of the appeal which is not necessarily the subject matter of the suit in the court of first instance, that falls for C. F. taxation, because, as expressly stated in Explanation (4) to the section under which the appellant is seen to have had expressly valued his appeal, (but which also the learned Judge overlooked)
"where the relief prayed for in the appeal is different from the relief prayed for or refused in the court of first instance the fee payable in the appeal shall be the fee that would be payable in the Court of first instance on the relief prayed for in the appeal: (stress added).
The plaintiff in the Court of 1st instance had asked for eviction of the tenant on the sole 'basis of title' to the property (relief-A) and valued the property at Rs.24,000/-and paid C. F. on it, but the eviction on this basis or 'ground' was refused as the Court had no jurisdiction to accept that ground for eviction in the face of the express statutory prohibition contained in S. 11 (I) of Kerala Act 2 of 1965. He nevertheless granted him agratuitous award namely, 'declaration" of title which was not asked for in the plaint nor -valued and any C F. paid on, in the Court of first instance, so that that gift of the declaration which having been outside the pleadings and hence beyond the court's jurisdiction, is itself a patent nullity and could very well be ignored. In any event it could not be any more than a collateral 'finding' and the appellant has not asked for any relief against it in the appeal, and hence it was obviously no part of the "subject matter of the appeal". Even if it were, it could not be liable for C. F., as the relief of a declaration had not been valued (as well as not asked for) in the Court of first instance, and the plaintiff alone was the person to value that relief under the law. How then did the rejected and prohibited relief of eviction on basis of title, become a subject matter of the appeal and render the appellant liable to pay court fee on it, passes understanding When the sole basis, namely title, on which the eviction was sought was found to be patently unsustainable in law, the only course open to the learned Sub-Judge under law and justice was to dismiss the suit; but instead, he suo moto adopted without any jurisdiction, the alleged 'arrears of rent' as a basis or 'ground' for granting eviction, saying clearly that "the plaintiff is allowed to recover the building on the ground of arrears of rent." And it is this relief based on this ground which is challenged and forms the subject matter of the appeal and hence liable to be taxed to C. F. No doubt the Sub-Judge has added also and the learned 'Single Judge' has repeated it, that the suit was "filed due to a direction in an order passed in a Rent Control Petition". It is however, not apparent, not easy to understand, the relevancy of this to the question at issue. Whatever was or might have been the reasons or motives that impelled the plaintiff to bring his suit, what the appellant and the High Court were concerned with was obviously only What was the decree passed m the suit with which the appellant was aggrieved and concerned to appeal against, and he can be liable to value and pay C. F. only on the decree he challenges, not on the plaintiff's reasons or motives for filing his suit. That is obviously why appellant paid G. F only on the 'arrears of rent' decreed which has been adopted as the sole basis of the decree for eviction, it being, unlike title, one of the grounds permitted for eviction under the Act 2/1965, and is hence challenged in the appeal. It may also be mentioned in this context that it is difficult to appreciate in what is expected to be an unprejudiced, detached and high toned judicial pronouncement, the unnecessary and insinuative remark that "the appellant has taken recourse to a lesser valuation to escape from the real (?) court fee payable" (stress added).
6. Other factual errors also appear in the order of the learned Judge, as apparent on the face of the records of the case. For instance, the learned Jadge fell into patent error when he simply adopted one of the many misstatements and confusion of ideas of the Sub-Judge when, for a justification, he says that "the deft, disputed the title of the landlord." A reference to the Memo of Appeal shows (ground-8) that what was actually questioned was the landlord's right or title to the possession of the plaint Schedule property for various reasons For example, can a landlord have any right or title to disposses a tenant before his lease expires or if the demise were for any reason a permanent one? Is this the same thing as denying the landlord's title to the property ?
7. It will thus be seen that the learned single Judge fell into grave and manifest errors of law and fact in giving the rulings and making the order in question, which, therefore, in the interests of law and justice, requires reconsideration at the earliest opportunity.
Reception to Shri K. Sankaran, The Chief Justice by The Bar Association at N. Paravur
By A.M. Varkey, Advocate, N. Paravur
Reception To Shri K. Sankaran, The Chief Justice By The Bar Association At N. Paravur
(A.M. Varkey, B.A B.L., Advocate, N. Paravur)
Shri.K. Sankaran, Honorable Chief Justice of the High Court of Kerala who paid his first official visit to the Civil Courts of N. Parur as the Chief Justice of the State, on March 21, was accorded a very grand reception by the members of the Bar Association.
Shri. M.P. Thomas, President of the Bar Association, who garlanded and received the Chief Justice on behalf of the Association, while welcoming the Chief Justice and the huge gathering, including Sri M. Narayana Menon, Additional District and Sessions Judge, Mrs. Aley Alexander, Sub-Judge, Sri K. Vasudevan, Munsiff, and Sri R. Gangadharan, Magistrate, paid glowing tributes to the sterling virtues of head and heart of Sri Sankaran who had won the esteem and admiration of the public, the members of the Bar and the clientele during the tenure of his long term of office at Paravur as the District and Sessions Judge
The Chief Justice, during the course of his inspiring and erudite reply, expressed his gratitude to the members of the Bar for the way in which they had demonstrated their warm feelings towards him. His speech contained very valuable pieces of advice to the members of the legal profession. He said thus among many other things:-
‘‘Members of the Bar who wish to have a bright future before them would-do well to specialize in Constitutional Law and other branches of study. Such specialization is feasible only at important centers where there are good libraries and the assistance of top-rank lawyers would be available. The path of progress is easy enough if you make a mark in the profession. You are likely to go down in your profession if you take a keen interest in politics. A successful lawyer will get his time and opportunity to participate in politics after he establishes his reputation in the profession.”
CORPSES CANNOT WALK
(T G John Advocat Trichu)
Appearing and disappearing with bewildering rapidity, the facts of the Bhowal sanyasi case (Bibhabati v. Ramendra Narayan-ATR. 1947 P.O. 19) have the disjointed quality of a surrealist movie. It has all the thrills and twists of a fictional whodunit-all the dramatic portents of a melodrama; it is a true life story of mystery, crime, love and adventure. It will seem that a dead man has walked out of his funeral pyre-a sequence which can only be imagined as a product of trite fiction of the class of Marie Corelli’s immortal work ‘Vendetta’. But still that was what really happened on that fateful night at Darjeeling in the year 1909.
Raja Bajendra Narayan Roy, the Zemindar of Bhowal,, one of the largest landed proprietors of East Bengal died on 26-4-1901. The family was regarded as the premier Hindu Zemindar family of Dacca and the annual rent-roll of the estate was about six lakhs of rupees. The Raja was survived by his widow, three sons and three daughters. Ramendra Narayan Roy was his second son. The three sons were mentioned in order of seniority as Bara Kumar, Me jo Kumar and Choto Kumar.
Though born with silver spoons in their mouth, the three Kumars neglected their studies in such a way that though placed under the tutelage of the best educationists; they never got beyond their Bengali and English alphabets. The Kumars were busy otherwise. They were thriving in other fields; at the age of 18, when his father died, Ramendra Narayan-the hero of our story-was a confirmed debauchee visiting prostitutes and haunting low dens of vice. In 1902 he married Bibhabati, a beautiful girl of 13. Even after his marriage, he kept on sowing wild oats and at some date subsequent to 1905 the second Kumar had gummatous ulcers on or about both the elbows and on his legs, being the tertiary stage of syphillis.
Bhibabati had a brother Satya Babu who was studying for law about the year 1908. He was a very cunning man and he proposed to the second Kumar the idea for visit to Darjeeling. Ramendra set out to Darjeeling with a party consisting of Satyababu, his wife Bhibhabati, a retinue of servants and a doctor. Sixteen days after reaching Darjeeling, Ramendra fell ill and on May 8, 1909, he died a little before midnight. The body lay in the house ‘the entire night and was cremated the next morning’. On 10th May, Bhibabati with the rest of the party left Darjeeling for Jaidobpur where shohadher ordinary residence until April 1911, where she left for Calcutta to live there permanently with her mother and brother Satyendra. She began to enjoy her widow’s estate in the undivided one third share of the Bhowal estate, which her husband the second Kumar had owned, and she recovered the proceeds amounting to Rs 30000, of a life policy taken out by the second Kumar, the necessary certificates of death having been provided. By 1919, Bhibabati had received about nineteen lakhs of rupees from the estate. In 1910, the first Kumar died and in 1913 the third Kumar also died, all due to dissipation and fast living. The Bhowal family was practically extinct. And then things began to happen December - 1920: One cold morning in December an unusually lean sanyasi alighted at the usually crowded railway station of Dacca. He was later found sitting on the Buckland Bund on the river. There he sat night and day, rain or shine, for nearly four months till April 5, 1921. But for a loin cloth, he was naked He had a fairly long beard and his hair fell behind his back, matted into a mass of cords reaching down to his knees, his body besmeared with ashes from head to foot. Buckland Bund was a public walk on the margin of a river where people promenade morning and evening for pleasure or health. All were struck by the close resemblance of this ascetic with the second Kumar of Bhowal. He was later taken to Jaidebpur where all his tenants and his relatives after close scrutiny, deliberation and questioning were finally convinced that he was none other than the second Kumar of Bhowal,-Bhibabati through her brother Satya Babu resisted and maintained that the sanyasi was only a pretender... On April 24, 1930 the second Kumar instituted a suit for declaration that he is Kumar Ramendra Narayan Roy, the second son of the late Rajah Narayan Roy of Bhowal and that his possession should be confirmed in respect of the one third share of the properties described in the schedule, or if from the evidence and under the circumstances plaintiff’s possession thereof should not be established, then possession thereof should be given to him. He further asked for injunctions against obstruction to his possesssion. Bhibabati contested denying inter alia the identity of the plaintiff with Kumar Pamendra Narayan Roy. The rest of the story could be pieced out from the large volume of evidence which was forthcoming in this case. The defence maintained that the second Kumar died shortly before midnight and that the following morning his body was cremated with the usual rites at the new sasan at Darjeeling. The plaintiff admitted that there was a funeral procession and cremation on the morning of 9th of May but maintained that the body so cremated was not of the second Kumar; his case being that the second Kumar was taken for dead at about dusk between seven and eight 0’ clock in the evening of 8th of May, that arrangements were at once made for cremation, that the body was taken in funeral procession to the old sasan and placed in position for cremation, when a violent storm and rain caused the party to take shelter, and that on their return after the rain had abated the body was no longer there, that thereafter another body was procured and was the subject of the procession and cremation, the following morning. The plaintiff’s further case was that while the funeral party were sheltering fr6m the storm, he was found to be still alive by four sanyasis who were nearby and had heard certain sounds from the sasan and who released him and took him away, looked after him and took him with them in their wanderings, that when he had recovered from an unconscious state, he had lost all memory of who he was, where he came from and of past events. Some eleven years later he recalled that he came from Dacca, and that was how he took up a position on Buckland Bund on the margin of the river Buriganga at Dacca.
Before the First additional District Judge of Dacca, the trial lasted for 608 days. 1042 witnesses testified for the second Kumar and 433 for the defence. On 24-8-1936 the Judgment of the court was delivered which ran into 532 foolscap pages-the limit of judicial endurance! T he plaintiff was declared to be the second Kumar and entitled to an undivided one third share in the properties in suit. The appeal from the trial court’s decree was heard by a special bench of the Calcutta High Court consisting of Costello, Biswas and Lodge JJ. (Lodge J. dissenting) and was dismissed confirming the trial court’s decree. The appeal from the Calcutta High Court to the Privy Council was heard by Lord Thanker-ton, Lord Du Parcq and Sir Madhavan Nair. Mr. D. N. Pritt appeared for the respondent. On 13th of July 1946 Lord Thankerton advised his majesty that the decision of the High Court should be affirmed.
Strangely enough on 3-8-1946 four days after the Privy Council judgment, the second Kumar died at Calcutta. There was a funeral procession; there was a funeral pyre; there was cremation; and it really did rain on that day. But on that fateful day he could never walk out of the funeral pyre as he did previously; and no sanyasi came to his rescue. Corpses cannot walk.
The flames of the pyre became longer than long and with one violent crackle of the skull, the curtain was finally rung down on one of the strangest sagas of human history once more flaunting the fact that truth is always stranger than fiction.